Filing Details

Accession Number:
0001445546-21-006447
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-29 15:35:26
Reporting Period:
2021-12-28
Accepted Time:
2021-12-29 15:35:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1392994 First Trust Specialty Finance & Financial Opportunities Fund FGB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241134 R Thomas Kadlec C/O First Trust Advisors Lp
120 East Liberty Drive, Suite 400
Wheaton IL 60187
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2021-12-28 2,432 $4.07 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct