Filing Details

Accession Number:
0001415889-21-006223
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-27 15:19:45
Reporting Period:
2021-12-23
Accepted Time:
2021-12-27 15:19:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
941685 Imageware Systems Inc IWSY Services-Prepackaged Software (7372) 330224167
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182567 I Neal Goldman C/O Imageware Systems, Inc.
11440 West Bernardo Court, Suite 300
San Diego CA 92127
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-12-23 3,472,361 $0.02 53,027,767 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Indirect) 3,000,000 Indirect By The Goldman Family 2012 GST Trust
Common Stock (Indirect) 11,361,077 Indirect held in an individual retirement account
Common Stock (Indirect) 147,700 Indirect By The Neal and Marlene Goldman Foundation
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on at prices ranging from $0.018 to $0.022, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.