Filing Details

Accession Number:
0001127602-21-031868
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-23 16:58:11
Reporting Period:
2021-12-22
Accepted Time:
2021-12-23 16:58:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492422 Apellis Pharmaceuticals Inc. APLS Pharmaceutical Preparations (2834) 271537290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1657719 O. David Watson C/O Apellis Pharmaceuticals, Inc
100 Fifth Avenue, 3Rd Floor
Waltham MA 02451
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-22 5,174 $13.85 104,367 No 4 M Direct
Common Stock Acquisiton 2021-12-22 4,826 $13.85 109,193 No 4 M Direct
Common Stock Disposition 2021-12-22 5,174 $47.72 104,019 No 4 S Direct
Common Stock Acquisiton 2021-12-22 4,715 $14.95 108,734 No 4 M Direct
Common Stock Acquisiton 2021-12-22 5,397 $14.95 114,131 No 4 M Direct
Common Stock Disposition 2021-12-22 5,097 $47.86 109,034 No 4 S Direct
Common Stock Disposition 2021-12-22 300 $48.58 108,734 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-12-22 5,174 $0.00 5,174 $13.85
Common Stock Stock Option (Right to Buy) Disposition 2021-12-22 4,826 $0.00 4,826 $13.85
Common Stock Stock Option (Right to Buy) Disposition 2021-12-22 4,715 $0.00 4,715 $14.95
Common Stock Stock Option (Right to Buy) Disposition 2021-12-22 5,397 $0.00 5,397 $14.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,493 2029-02-07 No 4 M Direct
11,667 2029-02-07 No 4 M Direct
20,285 2028-02-15 No 4 M Direct
14,888 2028-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Indirect See Footnote
Footnotes
  1. Average Sale Price: Min. $47.34, Max $48.16
  2. Average Sale Price: Min. $47.38, Max $48.25
  3. Average Sale Price: Min. $48.51, Max $48.66
  4. The securities are held by The Watson Education Trust (the "Trust"), for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Trust except to the extent of his pecuniary interest therein.
  5. This option was granted on February 8, 2019 and will vest as to 25% of the shares underlying the options on the first anniversary of the grant, with the remaining 75% of the shares underlying the options vesting in equal monthly installments thereafter through the fourth anniversary of the grant, subject to continued service.
  6. This option was granted on February 16, 2018 and will vest as to 25% of the shares underlying the options on the first anniversary of the grant, with the remaining 75% of the shares underlying the options vesting in equal monthly installments thereafter through the fourth anniversary of the grant, subject to continued service.