Filing Details
- Accession Number:
- 0001415889-11-000381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-18 14:32:21
- Reporting Period:
- 2011-04-14
- Filing Date:
- 2011-05-18
- Accepted Time:
- 2011-05-18 14:32:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 50471 | Park City Group Inc | PCYG | Services-Computer Processing & Data Preparation (7374) | 371454128 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1143335 | K Randall Fields | 3160 Pinebrook Rd Park City UT 84098 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-18 | 400 | $3.90 | 650,752 | No | 4 | P | Indirect | By Riverview Financial Corp. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Riverview Financial Corp. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Preferred Stock | Acquisiton | 2011-04-14 | 78 | $3.00 | 260 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,430 | 2011-04-14 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,947,145 | Direct | |
| Common Stock | 30,667 | Indirect | By Spouse |
| Common Stock | 14,073 | Indirect | By Fields Management |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Series B Convertible Preferred Stock | $10.00 | 2010-06-30 | 874,065 | 349,626 | Indirect | |
| Common Stock | Series B Convertible Preferred Stock | $10.00 | 2010-06-30 | 25,000 | 10,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 874,065 | 349,626 | Indirect | |
| 25,000 | 10,000 | Indirect |
Footnotes
- Shares were issued in lieu of cash dividends payable on Series A Convertible Preferred Stock.
- Series A Convertible Preferred Stock remains convertible so long as the shares remain issued and outstanding
- Series B Convertible Preferred Stock remains convertible so long as the shares remain issued and outstanding.
- Series B Convertible Preferred Stock remains convertible so long as the shares remain issued and outstanding.
Billionaire Hedge Funds
