Filing Details

Accession Number:
0001575872-21-000388
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-20 20:41:57
Reporting Period:
2021-12-17
Accepted Time:
2021-12-20 20:41:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8328 Applied Minerals Inc. AMNL Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) 820096527
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1824121 Gates Geoffrey Scott 1200 Silver City Road, Po Box 432
Eureka UT 84628
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-17 5,000,000 $0.01 12,950,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A PIK Note due 5/1/23 Acquisiton 2021-12-17 4,573,534 $182,941.00 13,451,571 $0.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,573,534 2021-12-17 2023-05-01 No 4 P Direct
Footnotes
  1. Purchase of restricted shares from a third-party in a private transaction.
  2. Purchase of Series A PIK Note due 5/1/23 from a third party in a private transaction.