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Filing Details

Accession Number:: 0001209191-21-070698
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-20 20:28:17
Reporting Period:: 2021-12-16

Accepted Time:: 2021-12-20 20:28:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1758057	Luminar Technologies Inc.	LAZR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1322454	E Alec Gores	C/O Luminar Technologies, Inc. 2603 Discovery Drive, Suite 100 Orlando FL 32826		Yes	No	No	No
1694360	Aeg Holdings, Llc	9800 Wilshire Blvd. Beverly Hills CA 90212		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-12-16	3,586	$15.07	12,692	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,252,574	Indirect	See Footnote
Class A Common Stock	152,534	Indirect	See Footnote
Class A Common Stock	248,145	Indirect	See Footnote
Class A Common Stock	150,000	Indirect	See Footnote
Class A Common Stock	2,931,381	Indirect	See Footnote

Footnotes

Consists of shares owned by Alec Gores.
The Class A Shares are held of record by AEG Holdings, LLC ("AEG"). Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG.
Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
The Class A Shares are held of record by the NBI Irrevocable Trust No. 4, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
The Class A Shares are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
The Class A Shares are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
The Class A Shares are held of record by GM Sponsor, LLC ("GM"). AEG is the managing member of GM. Alec Gores is the managing member of AEG (Mr. Gores, together with GM and AEG, the "Reporting Persons"). As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by GM and AEG.