Filing Details

Accession Number:
0001718133-21-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-20 18:08:13
Reporting Period:
2021-12-20
Accepted Time:
2021-12-20 18:08:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703079 Xai Octagon Floating Rate & Alternative Income Term Trust XFLT () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1718133 Yogi John Spence 321 N. Clark Street
Chicago IL 60054
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Ownership Acquisiton 2021-12-20 135 $8.54 486,845 No 4 P Direct
Common Shares Of Beneficial Ownership Acquisiton 2021-12-20 3,865 $8.53 490,710 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares Of Beneficial Ownership 10,205 Indirect XA Investments LLC