Filing Details

Accession Number:
0001209191-21-070448
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-17 19:54:37
Reporting Period:
2021-12-15
Accepted Time:
2021-12-17 19:54:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1643269 Sumo Logic Inc. SUMO Services-Prepackaged Software (7372) 272234444
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1822439 Katherine Haar 305 Main Street
Redwood City CA 94063
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-15 94,458 $0.00 195,560 No 4 A Direct
Common Stock Disposition 2021-12-16 2,422 $14.10 193,138 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,500 Indirect See footnote
Footnotes
  1. Each share is represented by a Restricted Stock Unit ("RSU"). One-sixteenth (1/16th) of the RSUs will vest on the first Quarterly Vesting Date following the date of the grant and on each Quarterly Vesting Date thereafter, subject to the Reporting Person continuing to be a service provider to the Issuer through each such date. A "Quarterly Vesting Date" is the first Trading Day on or after each of March 15, June 15, September 15, and December 15.
  2. Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
  3. Includes 1,030 shares acquired under the Issuer's Employee Stock Purchase Plan on December 15, 2021.
  4. Shares sold to cover tax obligations in connection with the vesting of RSUs.
  5. This sale price represents the weighted average sale price of the shares sold ranging from $13.641 to $14.109 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  6. These shares are held by Katherine I. Haar, as Trustee of the Katherine I. Haar Revocable Trust dated 7/9/19.