Filing Details
- Accession Number:
- 0001528396-21-000144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-17 19:38:39
- Reporting Period:
- 2021-12-15
- Accepted Time:
- 2021-12-17 19:38:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1528396 | Guidewire Software Inc. | GWRE | Services-Prepackaged Software (7372) | 364468504 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1586253 | Winston James King | C/O Guidewire Software, Inc. 2850 South Delaware Street, Suite 400 San Mateo CA 94403 | Chief Admin Officer, Gen Couns | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-15 | 273 | $0.00 | 18,328 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-12-15 | 192 | $0.00 | 18,520 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-12-15 | 406 | $0.00 | 18,926 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-12-15 | 326 | $0.00 | 19,252 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-12-15 | 437 | $0.00 | 19,689 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-12-15 | 562 | $0.00 | 20,251 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-17 | 1,376 | $112.98 | 18,875 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Shares | Disposition | 2021-12-15 | 273 | $0.00 | 273 | $0.00 |
| Common Stock | Performance Shares | Disposition | 2021-12-15 | 192 | $0.00 | 192 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-12-15 | 406 | $0.00 | 406 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-12-15 | 326 | $0.00 | 326 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-12-15 | 437 | $0.00 | 437 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-12-15 | 562 | $0.00 | 562 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 825 | 2028-09-12 | No | 4 | M | Direct | |
| 1,339 | 2029-09-06 | No | 4 | M | Direct | |
| 1,219 | 2028-09-12 | No | 4 | M | Direct | |
| 1,953 | 2029-06-12 | No | 4 | M | Direct | |
| 3,063 | 2029-09-06 | No | 4 | M | Direct | |
| 6,188 | 2030-09-09 | No | 4 | M | Direct |
Footnotes
- Shares sold by Issuer to cover taxes associated with settlement of Restricted Stock Units.
- On September 12, 2018, the Reporting Person was granted a target of 3,900 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 6, 2019, the Compensation Committee of the Board of Directors determined that 112.5% of the performance-based conditions were met resulting in an additional 491 shares earned by the Reporting Person. The time-based vesting is: 1/4th on September 15, 2019, and 1/16th quarterly thereafter, subject to the reporting person's continued service to the Issuer.
- On September 6, 2019, the Reporting Person was granted a target of 4,200 shares covered by restricted stock units with performance- and time-based vesting requirements. On September 9, 2020, the Compensation Committee of the Board of Directors determined that 73% of the performance-based conditions were met resulting in a reduction of 1,134 shares earned by the Reporting Person. The time-based vesting is: 1/4th vest on September 15, 2020, and 1/16th of the units vest quarterly thereafter subject to the Reporting Person's continued service to the Issuer.
- The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2018, subject to the Reporting Person's continued service to the Issuer.
- The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing September 15, 2019, subject to the Reporting Person's continued service to the Issuer.
- The Restricted Stock Units vests as follows: 1/16th of the units vest quarterly commencing December 15, 2019, subject to the Reporting Person's continued service to the Issuer.
- The Restricted Stock Units vest as follows: 1/16th of the units vest quarterly commencing December 15, 2020, subject to the Reporting Person's continued service to the Issuer.
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