Filing Details

Accession Number:
0001209191-21-070374
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-17 17:52:52
Reporting Period:
2021-12-15
Accepted Time:
2021-12-17 17:52:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1462120 Live Oak Bancshares Inc. LOB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1337412 Lawrence Neil Underwood 1741 Tiburon Drive
Wilmington NC 28403
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Voting Common Stock Disposition 2021-12-15 21,116 $85.12 1,383,046 No 4 S Indirect By Neil L. Underwood Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Neil L. Underwood Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Voting Common Stock 34,445 Indirect By Linda D. Underwood Revocable Trust
Voting Common Stock 120,641 Indirect By Linda D. Underwood Spousal Gift Trust
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $85.00 to $85.73. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
  2. Excludes 120,641 shares previously reported as held by the Linda D. Underwood Revocable Trust that were transferred to the Linda D. Underwood Spousal Gift Trust.