Filing Details

Accession Number:
0001062993-21-013057
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-16 19:41:02
Reporting Period:
2021-12-14
Accepted Time:
2021-12-16 19:41:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591357 T Jeff Ricci C/O Hewlett Packard Enterprise Company
11445 Compaq Center Drive West
Houston TX 77070
Svp, Controller & Pao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-12-14 30,947 $14.55 0 No 4 S Direct
Common Stock Acquisiton 2021-12-15 1,240 $14.79 1,240 No 4 M Direct
Common Stock Disposition 2021-12-15 1,240 $14.79 0 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-12-15 1,240 $0.00 1,240 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,728 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21.
  2. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  3. As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.