Filing Details
- Accession Number:
- 0001567619-21-022193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-16 16:28:52
- Reporting Period:
- 2021-12-14
- Accepted Time:
- 2021-12-16 16:28:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1347858 | 22Nd Century Group Inc. | XXII | Cigarettes (2111) | 980468420 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1779921 | Michael Zercher | 500 Seneca Street, Suite 507 Buffalo NY 14204 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-12-14 | 23,147 | $2.16 | 1,064,985 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | $3.20 | 2031-03-19 | 85,000 | 85,000 | Direct | |
| Common Stock | Stock option (right to buy) | $1.07 | 2019-08-24 | 2026-08-24 | 250,000 | 250,000 | Direct |
| Common Stock | Stock option (right to buy) | $1.07 | 2019-09-09 | 2026-08-24 | 300,000 | 300,000 | Direct |
| Common Stock | Stock option (right to buy) | $1.07 | 2019-09-09 | 2026-08-24 | 100,000 | 100,000 | Direct |
| Common Stock | Stock option (right to buy) | $1.39 | 2020-04-01 | 2027-05-24 | 68,000 | 68,000 | Direct |
| Common Stock | Stock option (right to buy) | $2.76 | 2021-03-06 | 2028-03-06 | 77,875 | 77,875 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2031-03-19 | 85,000 | 85,000 | Direct |
| 2026-08-24 | 250,000 | 250,000 | Direct |
| 2026-08-24 | 300,000 | 300,000 | Direct |
| 2026-08-24 | 100,000 | 100,000 | Direct |
| 2027-05-24 | 68,000 | 68,000 | Direct |
| 2028-03-06 | 77,875 | 77,875 | Direct |
Footnotes
- Represents shares sold to satisfy taxes resulting from the vesting of restricted stock units.
- The price reported in Column 4 is a weighted average price. The prices actually received ranged from $2.15 to $2.185. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- Options vest 1/3 per year on the anniversary of the date of grant, subject to continued service with the Company.
Billionaire Hedge Funds
