Filing Details

Accession Number:
0000923876-21-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-16 10:07:40
Reporting Period:
2021-12-15
Accepted Time:
2021-12-16 10:07:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
727273 Cadiz Inc CDZI Water Supply (4941) 770313235
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923876 Keith Brackpool 550 South Hope Street
Suite 2850
Los Angeles CA 90071
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-15 30,000 $3.78 376,198 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 170,000 170,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
170,000 170,000 Direct
Footnotes
  1. Each previously reported Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Cadiz Inc. common stock.
  2. 85,000 of these RSUs will vest upon the Company's entering into final binding water supply arrangement for delivery of at least 9,500 acre-feet per year; and, 85,000 of these RSUs will vest on March 1, 2023, subject to the Reporting Person's continuing employment as of such vesting date.
  3. The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested.