Filing Details
- Accession Number:
- 0001048268-21-000174
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-15 17:51:13
- Reporting Period:
- 2021-12-03
- Accepted Time:
- 2021-12-15 17:51:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1048268 | Ies Holdings Inc. | IESC | Electrical Work (1731) | 760542208 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1899288 | J Matthew Simmes | 5433 Westheimer Road Suite 500 Houston TX 77056 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-03 | 50,000 | $0.00 | 59,489 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2021-12-07 | 1,000 | $51.29 | 60,489 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Footnotes
- Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 to Mr. Simmes on December 3, 2021. Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock. Such PSUs will vest, if at all, on or prior to December 3, 2026, subject to Mr. Simmes meeting certain service requirements and the Common Stock meeting certain trading price requirements.
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