Filing Details

Accession Number:
0001540755-21-000079
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-14 21:16:59
Reporting Period:
2021-12-10
Accepted Time:
2021-12-14 21:16:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1540755 Anaplan Inc. PLAN Services-Prepackaged Software (7372) 270897861
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1789939 Gagan Dhingra 50 Hawthorne Street
San Francisco CA 94105
Vp & Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-10 1,135 $0.00 6,240 No 4 M Direct
Common Stock Disposition 2021-12-13 398 $45.25 5,842 No 4 S Direct
Common Stock Acquisiton 2021-12-10 333 $0.00 6,175 No 4 M Direct
Common Stock Disposition 2021-12-13 117 $45.25 6,058 No 4 S Direct
Common Stock Acquisiton 2021-12-10 500 $0.00 6,558 No 4 M Direct
Common Stock Disposition 2021-12-13 176 $45.25 6,382 No 4 S Direct
Common Stock Acquisiton 2021-12-10 488 $0.00 6,870 No 4 M Direct
Common Stock Disposition 2021-12-13 172 $45.26 6,698 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-12-10 1,135 $0.00 1,135 $0.00
Common Stock Restricted Stock Units Disposition 2021-12-10 333 $0.00 333 $0.00
Common Stock Restricted Stock Units Disposition 2021-12-10 500 $0.00 500 $0.00
Common Stock Restricted Stock Units Disposition 2021-12-10 488 $0.00 488 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,809 No 4 M Direct
2,333 No 4 M Direct
5,500 No 4 M Direct
6,345 No 4 M Direct
Footnotes
  1. The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on June 10, 2020, and additional RSUs will vest quarterly thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
  2. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
  3. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 3 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
  4. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on December 10, 2020, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
  5. The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest quarterly over 4 years with the first vest date on June 10, 2021, provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.