Filing Details
- Accession Number:
- 0001104659-21-149671
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-14 20:31:52
- Reporting Period:
- 2021-12-10
- Accepted Time:
- 2021-12-14 20:31:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1504776 | Warby Parker Inc. | WRBY | Ophthalmic Goods (3851) | 800423634 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1883325 | Clive Steven Miller | C/O Warby Parker Inc., 233 Spring Street, 6Th Floor East New York NY 10013 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-12-10 | 9,417 | $0.00 | 161,672 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-10 | 5,478 | $46.46 | 156,194 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-14 | 1,250 | $13.08 | 157,444 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-12-10 | 1,321 | $0.00 | 1,321 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-12-10 | 1,326 | $0.00 | 1,326 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-12-10 | 1,684 | $0.00 | 1,684 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-12-10 | 1,689 | $0.00 | 1,689 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-12-10 | 3,397 | $0.00 | 3,397 | $0.00 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2021-12-14 | 1,250 | $0.00 | 1,250 | $13.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,093 | No | 4 | M | Direct | ||
| 1,326 | No | 4 | M | Direct | ||
| 21,883 | No | 4 | M | Direct | ||
| 11,829 | No | 4 | M | Direct | ||
| 74,739 | No | 4 | M | Direct | ||
| 33,101 | No | 4 | M | Direct |
Footnotes
- This filing relates to the occurrence of a RSU vesting event.
- Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.
- The restricted stock units will vest in 48 monthly installments beginning on January 1, 2021 and will expire on January 27, 2028.
- The restricted stock units will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 16, 2025.
- The restricted stock units will vest in 48 monthly installments beginning on January 1, 2020 and will expire on November 19, 2026.
- The restricted stock units will vest in 48 monthly installments beginning on January 1, 2019 and will expire on March 28, 2026.
- The restricted stock units will vest in 48 monthly installments beginning on July 1, 2021 and will expire on June 14, 2031.
- The Stock option was granted on October 16, 2018, will vest in 48 monthly installments beginning on January 1, 2018 and will expire on October 15, 2028.
Billionaire Hedge Funds
