Filing Details

Accession Number:
0001209191-21-069611
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-14 19:01:36
Reporting Period:
2021-12-10
Accepted Time:
2021-12-14 19:01:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1543916 Forgerock Inc. FORG Services-Prepackaged Software (7372) 331223363
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612102 M Peter Barker C/O Forgerock, Inc.
201 Mission Street, Suite 2900
San Francisco CA 94105
Chief Product Officer & Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-12-10 9,000 $0.00 9,000 No 4 C Direct
Class A Common Stock Disposition 2021-12-10 8,190 $25.90 810 No 4 S Direct
Class A Common Stock Disposition 2021-12-10 600 $26.04 210 No 4 S Direct
Class A Common Stock Disposition 2021-12-10 210 $26.05 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (right to buy) Disposition 2021-12-10 9,000 $0.00 9,000 $3.60
Class A Common Stock Class B Common Stock Acquisiton 2021-12-10 9,000 $0.00 9,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-12-10 9,000 $0.00 9,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
324,521 2028-03-29 No 4 M Direct
9,000 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the reporting person's election and has no expiration date.
  2. Twenty-five percent (25%) of the shares subject to the option vested on January 22, 2019; thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months, subject to the Reporting Person continuing as a service provider through each such date.