Filing Details

Accession Number:
0001024478-21-000177
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-14 17:44:26
Reporting Period:
2021-12-10
Accepted Time:
2021-12-14 17:44:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1745014 Francis Wlodarczyk 1201 South Second Street
Milwaukee WI 53204
Svp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-10 446 $0.00 9,003 No 4 M Direct
Common Stock Disposition 2021-12-13 160 $350.13 8,843 No 4 S Direct
Common Stock Disposition 2021-12-13 50 $351.05 8,793 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-12-10 446 $0.00 446 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
894 2021-12-10 2023-12-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,215 Indirect By savings plan
Footnotes
  1. Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/19/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.
  2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.74 to $350.66. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  3. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $350.82 to $351.30. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  4. Includes 840 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
  5. Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.
  6. Includes shares held under the Company Savings Plan by the reporting person's spouse.
  7. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
  8. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.