Filing Details
- Accession Number:
- 0001104659-21-149271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-13 20:37:54
- Reporting Period:
- 2021-12-09
- Accepted Time:
- 2021-12-13 20:37:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1716951 | Ofs Credit Company Inc. | OCCI | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607203 | Eagle Point Credit Management Llc | 600 Steamboat Rd, Suite 202 Greenwich CT 06830 | No | No | Yes | No | |
| 1836609 | Eagle Point Dif Gp I Llc | 600 Steamboat Road, Suite 202 Greenwich CT 06830 | No | No | Yes | No | |
| 1883957 | Eagle Point Cif Gp I Llc | 600 Steamboat Road, Suite 202 Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| 6.125% Series C Term Preferred Stock Due 2026 | Disposition | 2021-12-09 | 214 | $25.60 | 43,363 | No | 4 | S | Indirect | See Footnotes |
| 6.125% Series C Term Preferred Stock Due 2026 | Disposition | 2021-12-10 | 419 | $25.60 | 42,944 | No | 4 | S | Indirect | See Footnotes |
| 6.875% Series A Term Preferred Stock Due 2024 | Disposition | 2021-12-10 | 1,378 | $25.00 | 0 | No | 4 | J | Indirect | See Footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | J | Indirect | See Footnotes |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| 5.25% Series E Term Preferred Stock Due 2026 | 310,000 | Indirect | See Footnotes |
Footnotes
- The shares were called for redemption by the Issuer at a price equal to their liquidation preference price (plus any accrued but unpaid dividends).
- The shares are directly held by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point CIF GP I LLC and Eagle Point DIF GP I LLC (the "General Partners") each serve as general partner to one of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Funds.
- Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
