Filing Details
- Accession Number:
- 0001179110-21-010920
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-13 19:36:04
- Reporting Period:
- 2021-12-09
- Accepted Time:
- 2021-12-13 19:36:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1350653 | Alphatec Holdings Inc. | ATEC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230641 | L L James Tullis | C/O Alphatec Spine, Inc. 1950 Camino Vida Roble Carlsbad CA 92008 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-12-09 | 20,000 | $11.78 | 525,747 | No | 4 | S | Indirect | By Tullis Growth Fund, L.P. |
| Common Stock | Disposition | 2021-12-10 | 55,000 | $11.65 | 470,747 | No | 4 | S | Indirect | By Tullis Growth Fund, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Tullis Growth Fund, L.P. |
| No | 4 | S | Indirect | By Tullis Growth Fund, L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 157,090 | Direct | |
| Common Stock | 891,293 | Indirect | By Tullis Dickerson Capital Focus III, LP |
| Common Stock | 248,225 | Indirect | By Tullis-Dickerson Partners III, LLC |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.69 to $11.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
