Filing Details

Accession Number:
0001493152-21-031319
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-13 18:50:45
Reporting Period:
2021-12-10
Accepted Time:
2021-12-13 18:50:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
81955 Rand Capital Corp RAND () 160961359
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1793591 East Asset Management, Llc 7777 Nw Beacon Square Blvd.
Boca Raton, FL 33487
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-10 3,680 $17.50 1,652,592 No 4 P Direct
Common Stock Acquisiton 2021-12-13 5,620 $17.50 1,658,212 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Adam Gusky may be deemed to have voting and dispositive power over these shares due to his position as chief investment officer of East Asset Management, LLC ("East"). Mr. Gusky disclaims beneficialownership over the shares held by East.