Filing Details

Accession Number:
0001127602-21-030801
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-13 14:42:54
Reporting Period:
2021-12-08
Accepted Time:
2021-12-13 14:42:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1025835 Enterprise Financial Services Corp EFSC State Commercial Banks (6022) 431706259
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1736754 Peter Hui 150 N. Meramec
Clayton MO 63105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-12-08 31,000 $0.00 453,248 No 5 J Direct
Common Stock Acquisiton 2021-12-08 31,000 $0.00 31,000 No 5 J Indirect Charitable Trust
Common Stock Disposition 2021-12-10 27,000 $48.08 4,000 No 4 S Indirect Charitable Trust
Common Stock Disposition 2021-12-13 4,000 $47.55 0 No 4 S Indirect Charitable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Direct
No 5 J Indirect Charitable Trust
No 4 S Indirect Charitable Trust
No 4 S Indirect Charitable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Acquisiton 2021-12-09 144 $0.00 144 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,848 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 62,032 Indirect By Spouse
Common Stock 5,436 Indirect By Spouse IRA
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote
  2. Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
  3. Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
  4. Represents shares issued under the Non-Management Director Stock Plan.