Filing Details

Accession Number:
0001213900-21-064806
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-10 20:46:53
Reporting Period:
2021-12-07
Accepted Time:
2021-12-10 20:46:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1867949 Chicago Atlantic Real Estate Finance Inc. REFI Real Estate Investment Trusts (6798) 863125132
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1897431 Anthony Cappell Chicago Atlantic Real Estate Finance Inc
420 North Wabash Avenue, Suite 500
Chicago IL 60611
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-07 156,250 $16.00 156,250 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,745 Indirect Held through ownership of interests in Chicago Atlantic Fund, LLC
Common Stock 6,622 Indirect Held through ownership of interests in Chicago Atlantic Fund QP, LLC
Footnotes
  1. On December 7, 2021, Mr. Cappell purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering.
  2. Included in the 6,745 shares are 1,775 shares held directly, and 4,970 shares held through Mr. Cappell's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC
  3. Included in the 6,622 shares are 4,677 shares held directly, and 1,945 shares held through Mr. Cappell's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic QP Fund, LLC.
  4. All of the shares held by Mr. Cappell are subject to a 180-day lockup that ends on June 5, 2022.