Filing Details

Accession Number:
0001213900-21-064790
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-10 20:36:28
Reporting Period:
2021-12-08
Accepted Time:
2021-12-10 20:36:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1867949 Chicago Atlantic Real Estate Finance Inc. REFI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1285197 C Frederick Herbst Chicago Atlantic Real Estate Finance Inc
420 North Wabash Avenue, Suite 500
Chicago IL 60611
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-08 5,000 $16.00 5,000 No 4 P Direct
Common Stock Acquisiton 2021-12-10 4,688 $0.00 9,688 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Footnotes
  1. All of the shares held by Mr. Herbst are subject to a 180-day lockup that ends on June 5, 2022.
  2. On December 10, 2021, Mr. Herbst was awarded 4,688 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,688 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter.