Filing Details

Accession Number:
0001209191-21-069135
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-10 19:51:57
Reporting Period:
2021-12-08
Accepted Time:
2021-12-10 19:51:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1810182 Alx Oncology Holdings Inc ALXO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291804 Jean George C/O Lsv Capital Management, Llc
2884 Sand Hill Road, Suite 121
Menlo Park CA 94025
No No Yes No
1306506 A Michael Carusi C/O Lsv Capital Management, Llc
2884 Sand Hill Road, Suite 121
Menlo Park CA 94025
No No Yes No
1384286 Jr A Henry Plain C/O Lsv Capital Management, Llc
2884 Sand Hill Road, Suite 121
Menlo Park CA 94025
No No Yes No
1572522 Lightstone Ventures, L.p. C/O Lsv Capital Management, Llc
2884 Sand Hill Road, Suite 121
Menlo Park CA 94025
No No Yes No
1572523 Lightstone Ventures (A), L.p. C/O Lsv Capital Management, Llc
2884 Sand Hill Road, Suite 121
Menlo Park CA 94025
No No Yes No
1643828 Lsv Associates, Llc C/O Lsv Capital Management, Llc
2884 Sand Hill Road, Suite 121
Menlo Park CA 94025
No No Yes No
1699565 Lightstone Ventures Ii, L.p. C/O Lsv Capital Management, Llc
2884 Sand Hill Road, Suite 121
Menlo Park CA 94025
No No Yes No
1706610 Lightstone Ventures Ii (A), L.p. C/O Lsv Capital Management, Llc
2884 Sand Hill Road, Suite 121
Menlo Park CA 94025
No No Yes No
1818388 Lsv Associates Ii, Llc C/O Lsv Capital Management, Llc
2884 Sand Hill Road, Suite 121
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-12-08 35,836 $33.23 2,232,251 No 4 S Indirect By Lightstone Ventures, L.P.
Common Stock Disposition 2021-12-08 4,883 $33.23 304,339 No 4 S Indirect By Lightstone Ventures (A), L.P.
Common Stock Disposition 2021-12-08 1,531 $33.80 2,230,720 No 4 S Indirect By Lightstone Ventures, L.P.
Common Stock Disposition 2021-12-08 208 $33.80 304,131 No 4 S Indirect By Lightstone Ventures (A), L.P.
Common Stock Disposition 2021-12-09 11,452 $31.08 2,219,268 No 4 S Indirect By Lightstone Ventures, L.P.
Common Stock Disposition 2021-12-09 1,560 $31.08 302,571 No 4 S Indirect By Lightstone Ventures (A), L.P.
Common Stock Disposition 2021-12-09 42,203 $32.06 2,177,065 No 4 S Indirect By Lightstone Ventures, L.P.
Common Stock Disposition 2021-12-09 5,751 $32.06 296,820 No 4 S Indirect By Lightstone Ventures (A), L.P.
Common Stock Disposition 2021-12-09 14,028 $32.73 2,163,037 No 4 S Indirect By Lightstone Ventures, L.P.
Common Stock Disposition 2021-12-09 1,911 $32.73 294,909 No 4 S Indirect By Lightstone Ventures (A), L.P.
Common Stock Disposition 2021-12-10 7,093 $30.77 2,155,944 No 4 S Indirect By Lightstone Ventures, L.P.
Common Stock Disposition 2021-12-10 967 $30.77 293,942 No 4 S Indirect By Lightstone Ventures (A), L.P.
Common Stock Disposition 2021-12-10 15,942 $31.55 2,140,002 No 4 S Indirect By Lightstone Ventures, L.P.
Common Stock Disposition 2021-12-10 2,172 $31.55 291,770 No 4 S Indirect By Lightstone Ventures (A), L.P.
Common Stock Disposition 2021-12-10 88 $32.16 2,139,914 No 4 S Indirect By Lightstone Ventures, L.P.
Common Stock Disposition 2021-12-10 12 $32.16 291,758 No 4 S Indirect By Lightstone Ventures (A), L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Lightstone Ventures, L.P.
No 4 S Indirect By Lightstone Ventures (A), L.P.
No 4 S Indirect By Lightstone Ventures, L.P.
No 4 S Indirect By Lightstone Ventures (A), L.P.
No 4 S Indirect By Lightstone Ventures, L.P.
No 4 S Indirect By Lightstone Ventures (A), L.P.
No 4 S Indirect By Lightstone Ventures, L.P.
No 4 S Indirect By Lightstone Ventures (A), L.P.
No 4 S Indirect By Lightstone Ventures, L.P.
No 4 S Indirect By Lightstone Ventures (A), L.P.
No 4 S Indirect By Lightstone Ventures, L.P.
No 4 S Indirect By Lightstone Ventures (A), L.P.
No 4 S Indirect By Lightstone Ventures, L.P.
No 4 S Indirect By Lightstone Ventures (A), L.P.
No 4 S Indirect By Lightstone Ventures, L.P.
No 4 S Indirect By Lightstone Ventures (A), L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,023,469 Indirect By Lightstone Ventures II, L.P.
Common Stock 120,212 Indirect By Lightstone Ventures II (A), L.P.
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Shares are held directly by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC (LSV Associates), is the general partner of LV LP and may be deemed to beneficially own the shares held by LV LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.
  3. Shares are held directly by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP and may be deemed to beneficially own the shares held by LV(A) LP. Michael A. Carusi, Jean M. George and Henry A. Plain, Jr. are the managing directors of LSV Associates and may be deemed to share voting and investment power over the shares held by LV(A) LP. Each of LSV Associates and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.12 to $31.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $32.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  10. Shares are held directly by Lightstone Ventures II, L.P. ("LV II LP"). LSV Associates II, LLC (LSV Associates II), is the general partner of LV II LP and may be deemed to beneficially own the shares held by LV II LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.
  11. Shares are held directly by Lightstone Ventures II (A), L.P. ("LV II(A) LP"). LSV Associates II, is the general partner of LV II(A) LP and may be deemed to beneficially own the shares held by LV II(A) LP. Michael A. Carusi, Jean M. George, Jason W. Lettmann and Henry A. Plain, Jr. are the managing directors of LSV Associates II and may be deemed to share voting and investment power over the shares held by LV II(A) LP. Each of LSV Associates II and Messrs. Carusi, George and Plain disclaims beneficial ownership of these shares except to the extent of its, his or her respective pecuniary interest therein. Mr. Lettmann is a director of the Issuer and files separate Section 16 reports.