Filing Details

Accession Number:
0000073124-21-000301
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-10 18:14:17
Reporting Period:
2021-12-09
Accepted Time:
2021-12-10 18:14:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527742 Michael O'grady 50 South La Salle St
Chicago IL 60603
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-09 48,110 $43.65 103,802 No 4 M Direct
Common Stock Disposition 2021-12-09 48,110 $119.03 55,692 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right-to-buy) Disposition 2021-12-09 48,110 $0.00 48,110 $43.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-02-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 106,419 Indirect By Trust
Common Stock 30,000 Indirect 2020 GRAT
Common Stock 10,000 Indirect 2021 GRAT
Footnotes
  1. Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  2. Price reflects the weighted average sales price from $118.58 to $119.57. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  3. This option became exercisable in four equal annual installments beginning on February 13, 2013.