Filing Details

Accession Number:
0001127602-21-030725
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-10 18:05:31
Reporting Period:
2021-12-08
Accepted Time:
2021-12-10 18:05:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
833444 Johnson Controls International Plc JCI Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1629526 M Jeffrey Williams 5757 N Green Bay Avenue
Milwaukee WI 53209
Vp & Pres G Prod Bldg Tech Sol No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2021-12-08 9,429 $0.00 94,407 No 4 A Direct
Ordinary Shares Disposition 2021-12-10 25,076 $78.96 69,331 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (Right to Buy) Acquisiton 2021-12-08 40,344 $0.00 40,344 $79.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,344 2023-12-08 2031-12-08 No 4 A Direct
Footnotes
  1. Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
  2. Transaction effected pursuant to a Rule 10b5-1 trading plan.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $78.87 to $79.09 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4.
  4. Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant and the remaining fifty percent become exercisable on the third anniversary of the grant.