Filing Details
- Accession Number:
- 0001280263-21-000128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-10 16:14:01
- Reporting Period:
- 2021-12-09
- Accepted Time:
- 2021-12-10 16:14:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1329724 | Jeffrey David Richardson | 3101 Jay Street Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2021-12-09 | 1,389 | $38.92 | 15,984 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-12-09 | 6,666 | $31.25 | 22,650 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2021-12-09 | 8,055 | $216.00 | 14,595 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2021-12-09 | 6,666 | $0.00 | 6,666 | $31.25 |
| Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2021-12-09 | 1,389 | $0.00 | 1,389 | $38.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,667 | 2024-03-09 | No | 4 | M | Direct | |
| 1,389 | 2024-09-07 | No | 4 | M | Direct |
Footnotes
- Shares subject to the option vest monthly over four years beginning on March 5, 2014.
- The shares subject to the option vest at a rate of 1/12 per month following the vesting start date of September 8, 2014.
Billionaire Hedge Funds
