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Filing Details

Accession Number:: 0001209191-21-068878
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-09 19:22:06
Reporting Period:: 2021-12-07

Accepted Time:: 2021-12-09 19:22:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1811414	Quantumscape Corp	QS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1177264	Iii O Michael Mccarthy	C/O Quantumscape Corporation 1730 Technology Drive San Jose CA 95110	Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-12-07	60,936	$0.64	482,981	No	4	M	Direct
Class A Common Stock	Disposition	2021-12-07	60,936	$26.55	422,045	No	4	S	Direct
Class A Common Stock	Disposition	2021-12-07	60,387	$26.55	339,613	No	4	S	Indirect	By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees
Class A Common Stock	Acquisiton	2021-12-08	17,930	$0.64	439,975	No	4	M	Direct
Class A Common Stock	Acquisiton	2021-12-08	12,862	$0.64	452,837	No	4	M	Direct
Class A Common Stock	Disposition	2021-12-08	30,792	$26.26	422,045	No	4	S	Direct
Class A Common Stock	Disposition	2021-12-08	47,320	$26.26	292,293	No	4	S	Indirect	By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees
Class A Common Stock	Disposition	2021-12-09	51,279	$0.00	473,324	No	4	M	Direct
Class A Common Stock	Disposition	2021-12-09	51,279	$26.14	422,045	No	4	S	Direct
Class A Common Stock	Disposition	2021-12-09	158,857	$25.82	133,436	No	4	S	Indirect	By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	By: Chesapeake Trust, dated June 18 2021, Jennifer McCarthy and Owen Desmon McCarthy as Co-Trustees

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (right to buy)	Disposition	2021-12-07	60,936	$0.00	60,936	$0.64
Class B Common Stock	Stock Option (right to buy)	Disposition	2021-12-08	17,930	$0.00	17,930	$0.64
Class A Common Stock	Stock Option (right to buy)	Disposition	2021-12-08	12,862	$0.00	12,862	$0.64
Class A Common Stock	Stock Option (right to buy)	Disposition	2021-12-09	51,279	$0.00	51,279	$0.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
17,930	2014-04-08	2023-05-01	No	4	M	Direct
0	2014-04-08	2023-05-01	No	4	M	Direct
521,686	2014-09-18	2023-09-18	No	4	M	Direct
470,407	2014-09-18	2023-09-18	No	4	M	Direct

Footnotes

The shares were initially acquired as Class B Common Stock via an option exercise, and then automatically converted on a one-to-one basis to Class A Common Stock in connection with the sale of the shares.
Includes 944 shares purchased under the Issuer's Employee Stock Purchase Plan in December 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.68, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.67, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.325, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.35, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Includes 351,903 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $26.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.