Filing Details

Accession Number:
0001480248-11-000060
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-17 16:56:04
Reporting Period:
2011-05-15
Filing Date:
2011-05-17
Accepted Time:
2011-05-17 16:56:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Solar International Inc. SOLR Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201091 Il Ho Kim Gt Solar International, Inc.
243 Daniel Webster Highway
Merrimack NH 03054
V.p., Chief Adm. Off., Gc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2011-05-15 2,917 $0.00 50,743 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2011-05-15 926 $11.36 49,817 No 4 F Direct
Common Stock, Par Value $.01 Disposition 2011-05-16 11,973 $11.86 37,844 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Restricted Stock Unit Disposition 2011-05-15 2,917 $0.00 2,917 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,417 No 4 M Direct
Footnotes
  1. These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on May 15, 2011.
  2. Sale of these shares were made by Mr. Kim pursuant to a Rule 10b5-1 plan adopted on March 11, 2011.
  3. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $11.83 to $11.88. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Each restricted stock unit represents the right to receive one share of common stock of GT Solar International, Inc.
  5. The restricted stock units vested one fourth on December 15, 2009, and the balance vests in equal monthly installments of 1/48th of total each month subsequent to December 2009. Shares of common stock are delivered to the reporting person upon vesting.