Filing Details

Accession Number:
0001062993-21-012526
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-09 16:07:30
Reporting Period:
2021-12-07
Accepted Time:
2021-12-09 16:07:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113809 Build-A-Bear Workshop Inc BBW Retail-Hobby, Toy & Game Shops (5945) 431883836
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1615639 Jennifer Kretchmar C/O Build-A-Bear Workshop, Inc.
415 South 18Th Street
St. Louis MO 63103
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-07 3,972 $11.43 166,491 No 4 M Direct
Common Stock Acquisiton 2021-12-07 22,314 $13.69 188,805 No 4 M Direct
Common Stock Acquisiton 2021-12-07 7,122 $8.85 195,927 No 4 M Direct
Common Stock Acquisiton 2021-12-07 32,278 $8.60 228,205 No 4 M Direct
Common Stock Disposition 2021-12-07 38,307 $21.62 189,898 No 4 S Direct
Common Stock Disposition 2021-12-07 27,379 $22.07 162,519 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-12-07 3,972 $0.00 3,972 $11.43
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-12-07 22,314 $0.00 22,314 $13.69
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-12-07 7,122 $0.00 7,122 $8.85
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-12-07 32,278 $0.00 32,278 $8.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-08-12 2024-08-12 No 4 M Direct
0 2019-03-15 2026-03-07 No 4 M Direct
0 2020-03-31 2027-03-14 No 4 M Direct
0 2020-03-15 2023-03-15 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.99, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.17, inclusive. The Reporting Person undertakes to provide to Build-A-Bear Workshop, Inc., any security holder of Build-A-Bear Workshop, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. After giving effect to the transactions reported in this Form 4, Ms. Kretchmar directly owns 99,430 shares of common stock and 63,089 of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Kretchmar holds vested options to purchase 5,826 shares of Build-A-Bear Workshop, Inc.'s common stock.
  4. The options vested one-third on each of August 12, 2015, 2016 and 2017.
  5. The options vested one-third on each of March 15, 2017, 2018 and 2019.
  6. The options vested one-third on each of March 31, 2018, 2019 and 2020.
  7. The options vested on March 15, 2020.