Filing Details

Accession Number:
0001209191-21-068635
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-08 21:42:03
Reporting Period:
2021-12-08
Accepted Time:
2021-12-08 21:42:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891482 Full House Resorts Inc FLL Hotels & Motels (7011) 133391527
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392226 Robert Kenneth Adams C/O Full House Resorts, Inc.
1980 Festival Plaza Drive, Suite 680
Las Vegas NV 89135
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-08 10,588 $1.70 115,211 No 4 M Direct
Common Stock Disposition 2021-12-08 10,588 $11.67 104,623 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-12-08 10,588 $0.00 10,588 $1.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-05-10 2026-05-10 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $11.75, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) to this Form 4.