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Filing Details

Accession Number:: 0001209191-21-068607
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-08 19:11:35
Reporting Period:: 2021-12-06

Accepted Time:: 2021-12-08 19:11:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1811414	Quantumscape Corp	QS	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	850796578

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1834249	Timothy Holme	C/O Quantumscape Corporation 1730 Technology Drive San Jose CA 95110	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-12-06	55,568	$23.70	256,091	No	4	S	Indirect	By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock	Disposition	2021-12-06	224,243	$24.70	31,848	No	4	S	Indirect	By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock	Disposition	2021-12-06	20,189	$25.12	11,659	No	4	S	Indirect	By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
Class A Common Stock	Acquisiton	2021-12-07	298,989	$0.00	562,668	No	4	C	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
No	4	S	Indirect	By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
No	4	S	Indirect	By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees
No	4	C	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-12-07	298,989	$0.00	298,989	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,686,003			No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	263,679	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.08 to $24.07, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The Reporting Person transferred 311,659 shares of Class A Common Stock to a trust on November 30, 2021 and such shares are now owned indirectly.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.08 to $25.075, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.08 to $25.175, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Includes 234,599 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.
The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On December 7, 2021, the Reporting Person directed the conversion of 298,989 shares of Class B Common Stock into Class A Common Stock.