Filing Details

Accession Number:
0001758766-21-000226
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-08 17:37:58
Reporting Period:
2021-12-06
Accepted Time:
2021-12-08 17:37:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1758766 Stem Inc. STEM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1332718 William Mark Triplett 100 California Street
14Th Floor
San Francisco CA 94111
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2021-12-06 940 $17.45 34,861 No 4 S Direct
Common Stock, Par Value $0.0001 Per Share Disposition 2021-12-06 3,960 $18.62 30,901 No 4 S Direct
Common Stock, Par Value $0.0001 Per Share Disposition 2021-12-06 100 $19.08 30,801 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $17.00 to $17.97. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.02 to $18.97. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.