Home > Insider Trading > Filing (0000091142-21-000161)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1315989	G Ajita Rajendra	A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-12-07	8,110	$61.76	31,842	No	4	M	Direct
Common Stock	Disposition	2021-12-07	7,210	$83.32	24,632	No	4	S	Direct
Common Stock	Disposition	2021-12-07	900	$83.55	23,732	No	4	S	Direct
Common Stock	Acquisiton	2021-12-08	4,209	$61.76	27,941	No	4	M	Direct
Common Stock	Disposition	2021-12-08	4,209	$83.29	23,732	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2021-12-07	8,110	$0.00	8,110	$61.76
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2021-12-08	4,209	$0.00	4,209	$61.76

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
312,144		2028-02-12	No	4	M	Direct
307,935		2028-02-12	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	243,405	Indirect	Held by spouse's revocable trust or grantor retained annuity trusts.

Footnotes

The price in Column 4 is a weighted average price. The prices actually received ranged from $83.25 to $83.5313. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $83.50 to $83.60. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $83.25 to $83.355. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019.