Filing Details

Accession Number:
0001209191-21-068507
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-08 16:04:15
Reporting Period:
2021-11-22
Accepted Time:
2021-12-08 16:04:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015739 Aware Inc AWRE Services-Prepackaged Software (7372) 042911026
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218981 Iii S John Stafford C/O Aware, Inc.
40 Middlesex Turnpike
Bedford MA 01730
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-22 50,000 $3.09 65,021 No 4 P Direct
Common Stock Acquisiton 2021-12-06 20,016 $2.89 85,037 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Unrestricted Stock Award $0.00 2021-12-31 2021-12-31 5,021 5,021 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-31 5,021 5,021 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.0481 to $3.15, inclusive. The reporting person undertakes to provide to Aware, Inc., any security holder of Aware, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.8744664 to $2.90, inclusive.