Filing Details

Accession Number:
0001062993-21-012354
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-07 17:05:09
Reporting Period:
2021-12-03
Accepted Time:
2021-12-07 17:05:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571996 Dell Technologies Inc. DELL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1114638 D Howard Elias One Dell Way
Round Rock TX 78682
Cco & Pres., Svcs. & Digital No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Common Stock Disposition 2021-12-03 55,000 $57.94 252,923 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price reported in Column 4 represents a weighted average sales price of $57.935. These shares were sold in multiple transactions at prices ranging from $57.83 to $57.98, inclusive. The reporting person undertakes to provide to Dell Technologies Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  2. On November 1, 2021, the Issuer completed a special distribution of all of the shares of common stock of its former subsidiary, VMware, Inc., that it beneficially owned to its stockholders on a pro rata basis (the "Transaction"). In connection with the Transaction, the Issuer implemented an equitable adjustment to outstanding equity awards held by participants in the Issuer's 2013 Stock Incentive Plan in accordance with the terms of the plan. As a result, the 197,658 restricted stock units ("RSUs") previously reported as beneficially owned by the reporting person were adjusted and the reporting person now beneficially owns 252,923 RSUs.