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Filing Details

Accession Number:: 0001861556-21-000008
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-03 21:12:40
Reporting Period:: 2021-12-01

Accepted Time:: 2021-12-03 21:12:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1579910	Resonant Inc	RESN	Semiconductors & Related Devices (3674)	454320930

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1861556	G Lisa Wolf	10900 Stonelake Blvd., Suite 100 Office 02-130 Austin TX 78759	Chief Accounting Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-12-01	6,931	$0.00	155,672	No	4	M	Direct
Common Stock	Acquisiton	2021-12-01	10,394	$0.00	166,066	No	4	M	Direct
Common Stock	Acquisiton	2021-12-01	9,861	$0.00	175,927	No	4	M	Direct
Common Stock	Acquisiton	2021-12-01	12,500	$0.00	188,427	No	4	M	Direct
Common Stock	Disposition	2021-12-02	10,749	$1.90	177,678	No	4	S	Direct
Common Stock	Disposition	2021-12-03	7,110	$1.75	170,568	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2021-12-01	6,931	$0.00	6,931	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-12-01	10,394	$0.00	10,394	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-12-01	9,861	$0.00	9,861	$0.00
Common Stock	Restricted Stock Units	Disposition	2021-12-01	12,500	$0.00	12,500	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,931	No	4	M	Direct
20,787	No	4	M	Direct
29,577	No	4	M	Direct
25,000	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	40	Indirect	By Ms. Wolf's daughter

Footnotes

Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
This transaction was executed in multiple trades at prices ranging from $1.88 to $1.9150. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $1.73 to $1.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
6,931 restricted stock units vested on December 1, 2021, and an installment of 6,391 restricted stock units will vest on December 1, 2022.
10,394 restricted stock units vested on December 1, 2021, an installment of 10,394 restricted stock units will vest on December 1, 2022, and an installment of 10,393 restricted stock units will vest on December 1, 2023.
9,861 restricted stock units vested on December 1, 2021, and installments of 9,859 restricted stock units will vest on each of December 1, 2022, December 1, 2023 and December 1, 2024.
12,500 restricted stock units vested on December 1, 2021, and installments of 12,500 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.