Filing Details

Accession Number:
0001415889-21-005709
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-03 20:29:50
Reporting Period:
2021-12-01
Accepted Time:
2021-12-03 20:29:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069183 Axon Enterprise Inc. AXON Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) 860741227
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621070 Luke Larson 17800 North 85Th Street
Scottsdale AZ 85255
President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-12-01 711 $162.81 246,464 No 4 S Direct
Common Stock Disposition 2021-12-01 22 $165.69 246,442 No 4 S Direct
Common Stock Acquisiton 2021-12-02 49,883 $0.00 296,325 No 4 A Direct
Common Stock Disposition 2021-12-02 22,174 $159.36 274,151 No 4 F Direct
Common Stock Acquisiton 2021-12-02 12,551 $159.36 286,702 No 4 A Direct
Common Stock Acquisiton 2021-12-02 8,786 $159.36 295,488 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 A Direct
Footnotes
  1. Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
  2. The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for these tranches vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes.
  3. Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche nine of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period
  4. Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on December 2, 2022.
  5. Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on December 2, 2022 and the remaining one third will vest on December 2, 2023.