Filing Details
- Accession Number:
- 0001628280-21-024524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-03 17:05:45
- Reporting Period:
- 2021-12-01
- Accepted Time:
- 2021-12-03 17:05:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1820953 | Affirm Holdings Inc. | AFRM | Services-Business Services, Nec (7389) | 842224323 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1870331 | Katherine Adkins | C/O Affirm Holdings, Inc. 650 California Street San Francisco CA 94108 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-12-01 | 166 | $0.00 | 166 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2021-12-01 | 2,325 | $0.00 | 2,491 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2021-12-01 | 1,129 | $116.57 | 1,362 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2021-12-02 | 1,362 | $116.08 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-12-01 | 166 | $0.00 | 166 | $0.00 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2021-12-01 | 2,325 | $0.00 | 2,325 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,953 | No | 4 | M | Direct | ||
| 18,600 | 2027-10-26 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on December 1, 2021.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021.
- Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- The RSUs vest in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
- The RSUs vest in 24 equal monthly installments until August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
Billionaire Hedge Funds
