Filing Details
- Accession Number:
- 0001127602-21-030246
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-03 16:16:59
- Reporting Period:
- 2021-12-02
- Accepted Time:
- 2021-12-03 16:16:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 794170 | Toll Brothers Inc. | TOL | Operative Builders (1531) | 232416878 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501993 | P. Martin Connor | 1140 Virginia Drive Fort Washington PA 19034 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-03 | 3,000 | $35.16 | 40,830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-03 | 3,000 | $69.16 | 37,830 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Based Restricted Stock Units | Acquisiton | 2021-12-02 | 12,491 | $0.00 | 12,491 | $0.00 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-12-03 | 3,000 | $0.00 | 3,000 | $35.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,491 | 2024-12-21 | 2024-12-21 | No | 4 | A | Direct |
| 30,000 | 2014-12-20 | 2023-12-20 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in March, 2021.
- Reflects the number of shares earned in respect to operational performance restricted stock units originally granted December 21, 2020. On December 2, 2021, the Compensation Committee of the Board of Directors certified the achievement levels of the operational metrics applicable to the award and the number of shares earned based on such results. One quarter of the shares earned vest each anniversary of the grant date, with settlement of 100% of the award on the fourth anniversary.
- These performance based restricted stock units vest 25% on each of December 21, 2021, 2022, 2023 and 2024. Settlement of 100% of the earned shares is scheduled to occur on December 21, 2024.
- Vesting 25% on 12/20/2014, 2015, 2016 and 2017. Exercisable as of vesting date.
Billionaire Hedge Funds
