Filing Details

Accession Number:
0001250853-21-000102
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-02 20:07:04
Reporting Period:
2021-11-30
Accepted Time:
2021-12-02 20:07:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1708341 Allied Esports Entertainment Inc. AESE Services-Amusement & Recreation Services (7900) 821659427
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1811775 Knighted Pastures Llc 1933 S. Broadway
Suite 746
Los Angeles CA 90007
No No Yes No
1836163 Roy Choi 1933 S. Broadway
Suite 746
Los Angeles CA 90007
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-30 489,948 $1.80 5,383,726 No 4 P Direct
Common Stock Acquisiton 2021-12-01 500,000 $1.80 5,883,726 No 4 P Direct
Common Stock Acquisiton 2021-12-02 173,979 $1.87 6,057,705 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 101,000 Indirect By Roy Choi, managing member of Knighted Pastures LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.85, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.89, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.73 to $1.90, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.
  4. This information is provided for information only. Knighted Pastures LLC disclaims any pecuniary interest in the shares held by Mr. Choi.