Filing Details

Accession Number:
0001179110-21-010509
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-02 16:33:15
Reporting Period:
2021-11-30
Accepted Time:
2021-12-02 16:33:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1362190 Audioeye Inc AEYE Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1658843 David Moradi 119 Washington Ave.
Suite 403
Miami Beach FL 33139
See Remarks Yes Yes Yes No
1751296 Sero Capital Llc 119 Washington Ave.
Suite 403
Miami Beach FL 33139
See Remarks Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-30 9,038 $7.59 2,817,269 No 4 P Indirect Through Sero Capital LLC
Common Stock Acquisiton 2021-12-01 22,800 $8.00 2,840,069 No 4 P Indirect Through Sero Capital LLC
Common Stock Acquisiton 2021-12-02 17,520 $7.55 2,857,589 No 4 P Indirect Through Sero Capital LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Through Sero Capital LLC
No 4 P Indirect Through Sero Capital LLC
No 4 P Indirect Through Sero Capital LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 542,223 Direct
Footnotes
  1. Reflects the weighted average price of 9,038 shares of common stock of AudioEye, Inc. purchased in multiple transactions on November 30, 2021 with purchase prices ranging from $7.50 to $7.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  2. Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.
  3. Reflects the weighted average price of 22,800 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 1, 2021 with purchase prices ranging from $7.98 to $8.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  4. Reflects the weighted average price of 17,520 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 2, 2021 with purchase prices ranging from $7.53 to $7.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.