Filing Details
- Accession Number:
- 0001062993-21-012006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-02 15:31:14
- Reporting Period:
- 2020-06-09
- Accepted Time:
- 2021-12-02 15:31:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1781335 | Otis Worldwide Corp | OTIS | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 833789412 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1807749 | Peiming Zheng | 1 Carrier Place Farmington CT 06032 | President, Otis China | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-09 | 120 | $60.88 | 3,095 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 54 | Indirect | UTC 401(k) plan |
Footnotes
- This purchase occurred in a managed account held by the reporting person and occurred without his knowledge. The reporting person has voluntarily repaid to the issuer an amount equal to the short-swing profit liability attributable to this transaction and an August 3, 2020 matching transaction.
- The amount includes an additional 49 shares which the insider's managed account received when the issuer was spun off from UTC. These 49 additional shares and the 120 shares reported above were not included in the reporting person's prior filings, but will be included in future filings.
Billionaire Hedge Funds
