Filing Details
- Accession Number:
- 0001628280-21-024328
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-01 17:47:19
- Reporting Period:
- 2021-11-29
- Accepted Time:
- 2021-12-01 17:47:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1522540 | Marqeta Inc. | MQ | Services-Prepackaged Software (7372) | 274306690 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1560233 | R Seth Weissman | 180 Grand Avenue 6Th Floor Oakland CA 94612 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-11-29 | 70,000 | $0.00 | 70,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-11-29 | 66,161 | $20.48 | 3,839 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-29 | 3,739 | $21.43 | 100 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-29 | 100 | $22.30 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-29 | 70,000 | $0.00 | 70,000 | $1.46 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-29 | 70,000 | $0.00 | 70,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-11-29 | 70,000 | $0.00 | 70,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,345,675 | 2029-06-04 | No | 4 | M | Direct | |
| 138,493 | No | 4 | M | Direct | ||
| 68,493 | No | 4 | C | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.04 to $20.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.17 to $21.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The stock option vested with respect to 25% of the shares on April 29, 2020 and vests in 36 additional monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer as of each vesting date. The stock option is early exercisable by the Reporting Person.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
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