Filing Details

Accession Number:
0001140361-21-040004
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-01 17:07:11
Reporting Period:
2021-11-29
Accepted Time:
2021-12-01 17:07:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1731289 Nikola Corp NKLA Motor Vehicles & Passenger Car Bodies (3711) 824151153
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1808962 R. Trevor Milton P.o. Box 50608
Phoenix AZ 85076
No No No No
1813379 M&M Residual, Llc P.o. Box 50608
Phoenix AZ 85076
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-11-29 1,709,690 $10.22 49,942,767 No 4 S Indirect By M&M Residual, LLC
Common Stock Disposition 2021-11-30 1,581,623 $10.18 48,361,144 No 4 S Indirect By M&M Residual, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By M&M Residual, LLC
No 4 S Indirect By M&M Residual, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,250,000 Indirect By Spouse
Footnotes
  1. Represents a weighted-average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.51. The reporting persons undertake to provide to Nikola Corporation, any security holder of Nikola Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth in the footnotes to this Form 4.
  2. As manager of M&M Residual, LLC, Mr. Milton may be deemed to indirectly beneficially own securities held by such entity.
  3. Represents a weighted-average price. The shares were sold in multiple transactions at prices ranging from $9.98 to $10.71.
  4. Mr. Milton may be deemed to indirectly beneficially own securities held by Mr. Milton's spouse.