Filing Details

Accession Number:
0001209191-21-067275
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-01 16:36:13
Reporting Period:
2021-11-30
Accepted Time:
2021-12-01 16:36:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145986 Aspen Aerogels Inc ASPN Wholesale-Lumber & Other Construction Materials (5030) 043559972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1668364 Kelley Conte C/O. Aspen Aerogels, Inc.
30 Forbes Road, Bldg B
Northborough MA 01532
Vice President,Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-30 20,000 $5.82 82,097 No 4 M Direct
Common Stock Disposition 2021-11-30 8,013 $54.95 74,084 No 4 S Direct
Common Stock Disposition 2021-11-30 5,126 $55.83 68,958 No 4 S Direct
Common Stock Disposition 2021-11-30 4,503 $57.04 64,455 No 4 S Direct
Common Stock Disposition 2021-11-30 2,358 $58.09 62,097 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right-to-Buy) Disposition 2021-11-30 20,000 $0.00 20,000 $5.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,609 2025-11-11 No 4 M Direct
Footnotes
  1. Represents 63,493 shares of Common Stock and 18,604 Restricted Stock Units.
  2. The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $54.34 to $55.34 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. Represents 55,480 shares of Common Stock and 18,604 Restricted Stock Units.
  4. The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for thetransactions reported was $55.40 to $56.29 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  5. Represents 50,354 shares of Common Stock and 18,604 Restricted Stock Units.
  6. The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for thetransactions reported was $56.48 to $57.48 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  7. Represents 45,851 shares of Common Stock and 18,604 Restricted Stock Units.
  8. The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for thetransactions reported was $57.50 to $58.49 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  9. Represents 43,493 shares of Common Stock and 18,604 Restricted Stock Units.
  10. These options are fully vested and exercisable.