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Home > Insider Trading > Filing (0001493152-21-030195)

Filing Details

Accession Number:: 0001493152-21-030195
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-01 16:12:55
Reporting Period:: 2021-11-29

Accepted Time:: 2021-12-01 16:12:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
81955	Rand Capital Corp	RAND	()	160961359

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1793591	East Asset Management, Llc	7777 Nw Beacon Square Blvd. Boca Raton, FL 33487		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-11-29	9	$16.50	1,642,346	No	4	P	Direct
Common Stock	Acquisiton	2021-11-30	2,805	$16.75	1,645,151	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

Adam Gusky may be deemed to have voting and dispositive power over these shares due to his position as chief investment officer of East Asset Management, LLC ("East"). Mr. Gusky disclaims beneficial ownership over the shares held by East.