Filing Details

Accession Number:
0001209191-21-067217
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-30 20:04:40
Reporting Period:
2021-11-22
Accepted Time:
2021-11-30 20:04:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1826892 Bioatla Inc. BCAB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205375 Phd M Jay Short C/O Bioatla, Inc. 11085 Torreyana Road
San Diego CA 92121
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-11-22 15,675 $26.24 1,425,833 No 4 S Direct
Common Stock Disposition 2021-11-23 15,861 $24.29 1,409,972 No 4 S Direct
Common Stock Disposition 2021-11-23 9,082 $26.04 1,400,890 No 4 S Direct
Common Stock Disposition 2021-11-24 6,311 $24.05 1,394,579 No 4 S Direct
Common Stock Disposition 2021-11-24 5,852 $25.00 1,388,727 No 4 S Direct
Common Stock Disposition 2021-11-24 4,859 $25.77 1,383,868 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 793,547 Indirect By Spouse
Common Stock 258,727 Indirect By Carolyn Short 2020 Irrevocable Gift Trust
Common Stock 258,727 Indirect By Jay Short 2020 Irrevocable Gift Trust
Common Stock 302,324 Indirect By Capia IP, LLC
Footnotes
  1. Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.
  2. The range of prices for the shares of Common Stock is from $25.83 to $26.75. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  3. The range of prices for the shares of Common Stock is from $23.82 to $24.79. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  4. The range of prices for the shares of Common Stock is from $24.85 to $25.70. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  5. The range of prices for the shares of Common Stock is from $23.48 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  6. The range of prices for the shares of Common Stock is from $24.48 to $25.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  7. The range of prices for the shares of Common Stock is from $25.57 to $26.14. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.