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Filing Details

Accession Number:: 0001104659-21-145082
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-30 18:46:03
Reporting Period:: 2021-11-29

Accepted Time:: 2021-11-30 18:46:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1570827	Victory Capital Holdings Inc.	VCTR	Investment Advice (6282)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1606112	Rcp Lake Co-Invest, L.p.	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1621529	Reverence Capital Partners Opportunities Fund I (Ai), L.p.	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1621530	Reverence Capital Partners Opportunities Fund I, L.p.	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1621531	Reverence Capital Partners Opportunities Fund I (Cayman), L.p.	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1729927	R. Milton Berlinski	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1731503	Rcp Genpar Holdco Llc	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1731545	Rcp Genpar Lp	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1731553	Rcp Opp Fund I Gp, L.p.	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1731555	Rcp Co-Invest Gp Llc	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1731602	Reverence Capital Partners Llc	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-11-29	46,108	$34.00	3,102,577	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-11-29	38,335	$34.00	2,579,590	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-11-29	737	$34.00	49,607	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2021-11-29	44,385	$34.00	2,986,632	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with the exercise of the underwriters' greenshoe option of the previously reported secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021.
Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds")
Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P.
Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P.
Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P.
Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds.